Právny obzor

6

Ročník 104

2021

 

 
T E O R E T I C K Ý  Č A S O P I S  P R E  O T Á Z K Y  Š T Á T U  A  P R Á V A

SLEZÁKOVÁ, A.: The evolution of enactment leading to an integration of the regulation of financial intermediation and financial advisory.

Právny obzor, 100, 2017, č. 2, s. 99 – 114.

Abstract. Until 31 December, 2009 the enactment of financial intermediation and financial advisory was split, contained in many special acts. The diverse legal frame created different conditions for business enterprise in this area. With the aim of unification of these conditions, the Act No. 186/2009 Coll. on Financial Intermediation and Financial Advisory and on amendments and supplements to certain laws as amended (hereinafter „Act on Financial Intermediation”) had been adopted. The article reflects on the evolution from the partial until the creation if the integrated enactment. It also focuses on the analysis of special acts which regulated intermediation, pointing out the unequal conditions of entrepreneurship in various sectors of financial market. These had been resolved by the creation of a unified regulatory frame. The article also focuses on the transitional article of the Act on Financial Intermediation and their influence on selected categories of financial agents.

Key words: financial agent, financial advisory, financial intermediation

ISSN 2729-9228
(online)

ISSN 0032-6984
(print)

TEORETICKÝ ČASOPIS PRE OTÁZKY ŠTÁTU A PRÁVA. VYDÁVA ÚSTAV ŠTÁTU A PRÁVA SLOVENSKEJ AKADÉMIE VIED

THEORETICAL REVIEW FOR ISSUES OF STATE AND LAW. PUBLISHED BY THE INSTITUTE OF STATE AND LAW OF THE SLOVAK ACADEMY OF SCIENCES

REVUE THEORIQUE CONSACREE AUX QUESTIONS DE L´ÉTAT ET DU DROIT. PUBLIEE PAR L´INSTITUT DE L´ETAT ET DU DROIT DE L´ACADEMIE SLOVAQUE DES SCIENCES

THEORETISCHE ZEITSCHRIFT FÜR DIE FRAGEN ÜBER DEN STAAT UND RECHT. HERAUSGEGEBEN VON INSTITUT FÜR STAAT UND RECHTS DER SLOWAKISCHEN AKADEMIE DER WISSENSCHAFTEN

 

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