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SLEZÁKOVÁ, A.: The evolution of
enactment leading to an integration of the regulation of financial
intermediation and financial advisory.
Právny obzor, 100, 2017, č. 2,
s. 99 – 114.
Abstract.
Until 31 December, 2009 the enactment of financial intermediation and financial
advisory was split, contained in many special acts. The diverse legal frame
created different conditions for business enterprise in this area. With the aim
of unification of these conditions, the Act No. 186/2009 Coll. on Financial
Intermediation and Financial Advisory and on amendments and supplements to
certain laws as amended (hereinafter „Act on Financial Intermediation”) had been
adopted. The article reflects on the evolution from the partial until the
creation if the integrated enactment. It also focuses on the analysis of special
acts which regulated intermediation, pointing out the unequal conditions of
entrepreneurship in various sectors of financial market. These had been resolved
by the creation of a unified regulatory frame. The article also focuses on the
transitional article of the Act on Financial Intermediation and their influence
on selected categories of financial agents.
Key words: financial
agent, financial advisory, financial intermediation
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ISSN 2729-9228
(online)
ISSN 0032-6984
(print)
THEORETICAL REVIEW FOR ISSUES OF STATE AND LAW.
Právny obzor is peer-reviewed journal and is indexed in SCOPUS and HeinOnline database (INDEX TO FOREIGN LEGAL PERIODICALS).
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